LAW AND JUDICIAL PROCESS CLASS OUTLINE

 

Why are we here learning about government, politics, and law?

 

It’s generally agreed THE  most important question as a human being is “what is the meaning of life.”  Really what this is asking is "how am I to live?" or, "What is the best way to live?”  But the question “how am I to live?”  means, unless your alone and isolated on a deserted island, "how am I to live with other people?"!  This question is usually answered by religious and ethical philosophy.  BUT deciding how to live together necessarily means asking "what rules should we live by?": That is, how should our society be structured? What laws should we have? Who should have power to enforce those laws? What limitations will there be on such enforcement (that is, what rights will people have against arbitrary enforcement of the laws?) etc.  So HIGHLY inter-related with religious and ethical philosophy is the question "what government and laws" should we have?  Questions of government, politics, and law are only one step (if that) removed from the deepest and most important religious, moral, and ethical questions known to humanity.

 

***Thus, an understanding of government, law and politics through the study of them all under the heading of “political science” is FUNDAMENTALLY necessary in deciding how we should live together as a human beings!!!  And since we all at this moment live in the United States, an understanding of the United States government, law, and politics is THE most important thing you should learn, other than

religious, moral, and ethical philosophy!!!!***

 

Jefferson, Bill for the More General Diffusion of Knowledge, Virginia, 1779 “whereas it is generally true that the people will be happiest whose laws are best, and are best administered, and that laws will be wisely formed, and honestly administered, in proportion as those who form and administer them are wise and honest; whence it becomes expedient for promoting the publick happiness that those persons, whom nature hath endowed with genius and virtue, should be rendered by liberal education worthy to receive, and able to guard the sacred deposit of the rights and liberties of their fellow citizens . . .”

 

Jefferson, Madison, et al.  Report of the Commissioners for the University of Virginia [Excerpts] 1818

And this brings us to the point at which are to commence the higher branches of education, of which the Legislature require the development; those, for example, which are,

To form the statesmen, legislators and judges, on whom public prosperity and individual happiness are so much to depend;

To expound the principles and structure of government, the laws which regulate the intercourse of nations, those formed municipally for our own government, and a sound spirit of legislation, which, banishing all arbitrary and unnecessary restraint on individual action, shall leave us free to do whatever does not violate the equal rights of another; . . .

To develop the reasoning faculties of our youth, enlarge their minds, cultivate their morals, and instill into them the precepts of virtue and order;

And, generally, to form them to habits of reflection and correct action, rendering them examples of virtue to others, and of happiness within themselves.

 

Law and Judicial Process:  Philosophy, History, Law, Politics, Criminal Justice, Sociology, even a little Evolutionary Psychology

 

I. Jurisprudence: Rule of Law, What is Law, Critique of Law

II. Sources and Interpretation of Law: Constitutions, Statutes, Caselaw

III. Legal Systems: ADR, Civil and Criminal Justice Systems

IV. Participants in the Legal System:  Litigants, Attorneys, Prosecutors, Police, Juries, Judges

 

******Philosophy of Law (Jurisprudence)  from latinjuris prudentia” meaning “study/knowledge/science of law”

“Philosophy of Law” or “Legal Philosophy” or “JURISPRUDENCE

Narrow definition of jurisprudence:  what is law? (field of philosophy only)

Broad definition of jurisprudence: evaluation and critique of law and legal institutions.

Includes fields of law, sociology, political science, economics, etc.

 

There are no bright lines between different schools of jurisprudence. The legal philosophy of a particular legal scholar may consist of a combination of strains from many schools of legal thought. Some scholars think that it is more appropriate to think about jurisprudence as a continuum of overlapping ideas.  There are MANY different philosophical approaches to law.  We’ll look at some of the major ones, but first we need a general framework to use see how all these approaches differ and relate to one another.

 

RULE OF LAW:

President Clinton’s impeachment hearings:  Politicians and scholars who thought he should be impeached appealed to the “rule of law”: that even the President should be subject to the same laws as anyone else, he should not be “above the law” and therefore, it was important that he be convicted in the Senate to uphold the rule of law.  Pres. Clinton’s supporters ALSO appealed to the “rule of law”: that the law should be followed, even when we don’t like the law, or its application, and even if its not politically popular to follow the law, and since Clinton’s behavior wasn’t impeachable under the Constitution, he must be acquitted in the Senate to uphold the rule of law. 

 

After 9-11, when President Bush Jr. made a major televised speech before a joint session of Congress where he insisted the Taliban stop harboring Al Qaeda, he said only certain Governments would be supported by the U.S. as legitimate, and one of his criteria he said was that the government recognized the “Rule of Law.” 

 

As we attempt to establish new governments in Afghanistan and Iraq, one of our key requirements is that the Rule of Law is maintained.

 

New draft of proposed Constitution of European Union:

Article I-2: The Union's values

The Union is founded on the values of respect for human dignity, freedom, democracy, equality, the rule of law and respect for human rights, including the rights of persons belonging to minorities. These values are common to the Member States in a society in which pluralism, non-discrimination, tolerance, justice, solidarity and equality between women and men prevail.

What is the “Rule of Law”?  Short answer: It’s not any single “rule” or “law” but the entire system of rules (laws) of a government and its society, IF that system meets certain requirements (certain criteria) of non-arbitrariness (i.e. rational, reasonable, and justifiable).

 

RULE OF LAW: (Not arbitrary power)

1. Government under law: Government itself must operate under the law (Government under law, NOT a government with arbitrary power that is “above” the law)

2. General and authoritative rules:  Government must regulate society through a system of general and authoritative rules—crimes are specifically defined and their punishment, GENERALLY applicable, not to specific persons only (groups is another matter)).

3. Fair warning of rules:  The general and authoritative rules should give individuals fair warning: the rules must meet these formalities:

                a. enacted in accordance with pre-existing legal rules—e.g. through formal, codified lawmaking procedure

b. made public—e.g. no hidden laws no one knows until violate

c. in force for a reasonable period of time—e.g. don’t change every day—then no way to keep track and know what law is

d. reasonably clear in meaning and specific in what they prohibit---e.g. no vague law against “unpatriotic conduct”

Also, no one can be guilty of a crime without a law, and no punishment can exist unless a crime was committed. (“No crime without a law, no punishment without a crime”)

                e. applied prospectively (to future only; not retroactive—i.e. no “ex post facto” (“after the fact” laws)—e.g. can’t outlaw last week.

                f. applied impartially—e.g. police, prosecutors, judges, juries can’t simply enforce laws against people they don’t like

4 possible to comply with--e.g. can’t require people person to stay at home and report to govt. office at same time.

5. All person must be given due process—that is, a fair chance to defend themselves against formal charges that they’ve violated laws—e.g. can’t try someone and tell them they can’t present any evidence or testimony in their own defense.  Or try them without notifying them. “notice and an opportunity to be heard.”

6. People under law:  the sovereign people ought to establish constitutional government and abide by its laws—i.e., under John Locke’s social contract theory, all government is from consent of people and so people are sovereign, thus the people themselves must be under law, not “above” the law.  Otherwise, tyranny of the majority (mob rule).

 

*** key to all this is that “rule of law” means NOT ARBITRARY POWER.  Totalitarian dictatorship is the complete opposite of rule of law. e.g. Saddam Hussein. 

 

Notice there is no element #7:  “The substance of the laws must be just.”  Individuals, let alone nations, can’t agree on what is “just” so every nation would accuse all other nations of not having the rule of law:  China?  North Korea? Cuba? Russia? Iran?  Saudi Arabia?  Pakistan? The European Union believes that the United States violates fundamental human rights every time the death penalty is carried out.

 

WHY do we want the Rule of Law?

1. Liberty: prevents government from oppressing people or individuals, regardless whether motive good or bad.  Even unjust rules that must follow the rule of law will tend to infringe on liberty less so than arbitrary rules b/c rules must follow procedure, public notice so people can avoid committing crime, etc.  E.g. law that outlaws a certain religion is better than NO law and then religious believers are suddenly arrested.

(People can then choose to avoid religious activity or continue and risk arrest).—e.g. Taliban outlawed preaching of Christianity with notice

2.. Prevent corruption—if rulers had arbitrary power, many rulers would abuse power for own personal gain rather than exercising power for the good of the people/society, if those rulers had arbitrary power.  Look at wealth of Saddam Hussein, or former Soviet leaders . . .

3. peaceful dispute resolution:  Controls and channels disputes and vengeance from limitless cycle of violence which harms innocents into nonviolent dispute resolution.

4. Economic prosperity depends on settled expectations of laws protecting property, contracts, etc from violation from individuals or govt.  E.G. if government can confiscate your business, factory, land at any time, no one would ever attempt or invest in such things!

 

But 2 FLAWs with Rule of Law:  (Basically, it’s the same point:  there is not, nor can be, a perfect implementation of the rule of law.)

1.  If one follows the procedural rules laid down by any rule of law, it is inevitable that some innocent people are punished or are not compensated, and that some guilty people go free without punishment or being forced to pay compensation. “[S]ince the costs of operating a legal system free from errors would be prohibitive, the best of real-world systems will exhibit a copious inequality of legal outcomes”.-- Richard A. Posner, Problems of Jurisprudence, pp. 333-34.

2.  Even if all the procedural rules are followed, the substantive rules that come out might be themselves unjust!, That is, injustice will sometimes result from even the “fairest” lawmaking procedure—e.g. violation of liberty of speech, religion, sexual freedom, with prison.—e.g. Taliban, U.S. Slavery, Segregation, Soviet Union, Nazi Germany—if you follow the rules, INJUSTICE results!.  So what if SUBSTANCE is arbitrary?  Is it still the “Rule of Law”?  Was Nazi Germany fulfilling the “Rule of Law”?  Philosophers of law have heavily debated this.

 

NUREMBURG Trials:  Post WWII, Allied Powers enacted NEW international law defining international crimes such as  “war crimes” and “crimes against humanity.”  Then tried Nazi leaders for violating those crimes.  Nazi defense lawyers argued this violated the Rule of La.   Chief Prosecutor, the Chief Justice of the U.S. Supreme Court, Justice Roberts, argued it did not.  Philosophers of law still debate this today.

____________________________________________________________________________________________________________

NOW let’s consider issues surrounding this:  What is law, and to what degree does the “rule of law” exist?

***NOTE that NO system of law can guarantee that the government or persons within government will ALWAYS conform to the law.

So it’s not possible to have PURE rule of law.  E.g. there will ALWAYS be some corruption, biased, arbitrary decision-making, innocent people convicted, unjust or inequitable results from procedure OR substance, etc.  So the question becomes one of practicality:  is it possible to have reasonably thorough/complete rule of law?  Since can never be a PERFECT rule of law, it’s a GOAL to strive for; an IDEAL.

 

***I.E. It’s never All-or-Nothing, it’s a spectrum, so the question is to what degree can and do we (The U.S.) have the Rule of Law?

i.e. to what degree does the U.S. have “JUSTICE”?!

 

First, WHAT IS LAW? (and then we can see to what degree we have the RULE OF LAW or JUSTICE):

 

The Meaning of Law and Problems of Definition.  There is no fixed, set, universally agreed-upon definition of “law.” Here are a few.  Notice the diversity of their approaches.

                Posner: Law is the "achieve[ment] of social order through subjecting people's conduct to the guidance of general rules by which they may themselves orient their behavior"

                Austin, A Command Theory of the Law:  "A law in its most general sense is a rule laid down for the guidance of an intelligent being by an intelligent being having power over him."

                Friedman:  “The existence of public order.” 

                'lectric law library: "LAW - Rules established by a governing authority to institute and maintain orderly coexistence."

                Law.com: "any system of regulations to govern the conduct of the people of a community, society or nation”

                Lawyer website:  "All the rules of conduct that have been approved by the government and which are in force over a certain territory and which must be obeyed by all persons on that territory"

                OTHERS:  "a set of rules that provides guidelines for resolving disputes."

" a set of behavioral norms that regulates how members of society must act"

“a language that lawyers and judges use when they try to prevent or resolve problems—that is, human conflicts—using official rules made by the state as their starting point.”

***PERHAPS MOST COMMONLY QUOTED DEFINITION OF LAW: (since the 1920’s).

Justice Oliver Wendell Holmes: “The prophecies of what the courts will do in fact.”

                i.e. a prediction how a court will decide a dispute—it’s your best guess what a judge will say.

 

What is“JUSTICE”: Black’s law dictionary: “Proper administration of laws. In jurisprudence, the constant and perpetual disposition of legal matters or disputes to render every man his due.” 

 

Justice is from lat “jus”=”law” or “right” (in the legal but abstract sense).  Other dictionaries: fairness, equity, to be impartial, to follow rules and procedures, etc.  In other words, is the Rule of Law the same thing as “justice”?

 

***But another meaning of “justice” is being “just” which is being “moral, upright, righteous, noble, virtuous, honorable, ethical, good,” etc.

 

***NO GOOD OR EVEN WIDELY-USED DEFINITION!!!  Let’s look at western history of law to see how concept of “LAW” has evolved:

 

For at least a thousand years, there has been a philosophical Distinction between

NATURAL LAW and POSITIVE LAW:

POSITIVE LAW:  human made law: usually written, but not necessarily in early cultures. (from “to posit” meaning “assert, declare, put forth, announce.”

NATURAL LAW: fundamental moral laws that exist in the universe as do the laws of physical reality like gravity. 

                also referred to as NATURAL JUSTICE (latin =“jus naturale”) discoverable by rational intelligence and reason, and observing nature.

                Remember justice had two meanings: one in the legal sense and one in the moral sense; in the latter case, justice IS the natural law! 

So by this definition, “natural justice” is redundant; like saying “wet water.” ; all you need to say is “justice.”

So be aware, that “justice” can have both a legal meaning and a moral meaning; i.e. a positive law meaning and a natural law meaning.

 

Natural LawUsually, but not always, religiously grounded.  Laws derive "authority" from their correspondence with an objective moral reality (moral laws) existing in the universe.  Univeralism: there are universal moral truths that are true always, everywhere.

                                Historically, for thousands of years, this has been philosophical justification for law. 

St. Augustine

St. Thomas Aquinas—Summa Theologica

William Blackstone—Commentaries on the Laws of England

 Lon Fuller—The Morality of Law

John Finnis--

 John Rawls—A Theory of Justice

Ronald Dworkin—A Matter of Principle; Law's Empire; Taking Rights Seriously

Ghandi--

                                Henry David Thoreau--Civil Disobedience

                                Martin Luther King, Jr.--Letter from a Birmingham Jail

                                Lysander Spooner—No Treason

 

1. Natural Law Theory: Positive law is valid only if conforms to "natural law" i.e. objective moral reality---like gravity is a natural physical law of the universe, so too are there universal moral principles; moral "laws" to the universe; that humans can NOT repeal (just like the law of gravity could not be repealed).  This is as opposed to “relativism” or "cultural relativism." –no objective, universal moral “truths”—each society/culture (or even individual) determines what is right/wrong E.g. slavery, cannibalism, human sacrifice, female genital mutilation—no universal morality.)  Cultural relativists argue that what the law 'is' politically and 'ought to be' morally is to be found in the national character, the culture, and the historical ideals and traditions of the people or society whose law it is—i.e. cultural relativism---e.g. female genital mutilation practiced in certain African cultures—cultural relativists say you can't argue it's morally wrong, you can't even argue the strengths and weaknesses of it, must simply say "its part of the history of the culture/national ideals/community values."

 

BIG Problem:  How do you figure out what the Natural Law is???

Natural law theorists usually argue IF there is natural law, you should be able to know it either through divine revelation OR human reason, because it should be just like gravity—you can explore, study, and understand it

 

 Law that conflicts with natural law is an “unjust law” which is really not a law at all, like “counterfeit money” is NOT money, but is posing as money.

 

Problems: 1. Is there a supernatural god/power/force/one/all/is/absolute/being/mind/entity”.? 

2. If so, does that god make rules for us to follow? 

3. If so, how do we know what those rules are?

E.g. “Torturing babies is wrong.”   But what else? Killing people is wrong?  But what about in self defense?  under what conditions?  defense of others?  again under what conditions?  capital punishment?  for what crimes?  Euthanasia?  War?  Only certain types of war? Etc.

 

***i.e. Regardless where the natural law comes from, what are those natural law rules?  NO ONE has ever been able to demonstrate what they are, and reasonable people strongly disagree over morality and take both sides on many (all?) issues. i.e. there is NO UNIVERSAL CONCEPTION OF MORALITY!!!   SO, if there’s no demonstrable universal conception of natural law, then any enforcement of natural law is arbitrary, and violates Rule of Law!

 

AND Another PROBLEM:  even natural law theorists themselves agree that not all human made law (positive law) corresponds to the “natural law  E.G. is “law” = “morality”?  No!  Why not? Because THERE IS NO UNIVERSALLY AGREED-UPON CONCEPTION OF MORALITY:

Law and Morality:  Does Law=morality? Almost all scholars/lawyers/people would agree, they are NOT same thing.

i.e. the positive law overlaps ONLY to a LIMITED degree with the natural law (morality).

 

Thus, law does not equal morality. The criminal law has concepts that recognize this:

                malum in se: inherently evil, regardless whether law makes it a crime—e.g. murder, rape, robbery, etc. (NATURAL LAW)

                malum prohibitum: wrong because law says it’s wrong—e.g. tax evasion, running red stoplight. (POSITIVE LAW)

 

1. Morally GOOD things you should do, but law does NOT REQUIRE it.:

                should be grateful and express appreciation when you receive a gift or a favor

                hold a door open for a person coming out of grocery store whose arms are full of groceries, or who is pushing a baby stroller.

                rescue a person trapped in burning building

                give money to a poor, hungry person asks you for money for food. 

                stop a group of kids who are beating up another kid

yell a warning to a person about to accidentally step into oncoming traffic.

See a 2-year old playing on a railroad track and a train is coming.

call for an ambulance if you see a person lying shot in the street.

Case law suggests that there are four sets of circumstances in which courts have decided that persons have a legal duty to rescue another: "First, where a statute imposes a duty of care to another [e.g. Good Samaritan laws]; second where one stands in a certain [special] status relationship to another [e.g. parent and child]; third, where one has assumed a contractual duty to care for another [e.g. doctor and patient]; and fourth, where one has voluntarily assumed the care of another and so secluded the helpless person as to prevent others from rendering aid. [e.g. rescuer who removes a victim to a place and no one is aware of where the victim is]"  **** Good Samaritan Laws exist in most (all?) European countries; Vermont, Minnesota,  Massachusettes, Rhode Island (Vermont was the state in Seinfeld’s final episode!)  [Note that many other “Good Samaritan” laws exempt rescuers from lawsuits for a negligent rescue.]

 

Duty to Aid the Endangered Act, Vermont Statutes, Title 12, Chapter 23 ;SS 519:

Emergency Medical Care 

(a) A person who knows another is exposed to grave physical harm shall, to the extent that the same can be rendered without danger or peril to himself or without interference with important duties owed to others, give reasonable assistance to the exposed person unless that assistance or care is being provided by others.

(b) A person who provides reasonable assistance in compliance with subsection (a) of this section shall not be liable in civil damages unless his actions constitute gross negligence or unless he will receive or expects to receive remuneration. Nothing contained in this subsection shall alter existing law with respect to tort liability of a practitioner of the healing arts for acts committed in the ordinary course of his practice.

(c) A person who willfully violates subsection (a) of this section shall be fined not more than $100.00 -- 1967 No. 309 (adjourned session) SS 2-4 effective March 22, 1968.

 

2. Morally BAD  things you should not do, but law does NOT PROHIBIT it:

                teaching your children the values of the KKK or the Taliban, or Al Qaeda

parents take care of lazy, irresponsible adult child with no expectation of return, then child abandons parents when parents old and sick

                person is dating two people at once without telling each other about other person.

person quickly pulls their car into a parking space they saw you were already waiting for.

                person cuts in line ahead of you in a movie theatre line

                charging $100 for a loaf of bread to a starving person

                emotionally abusing your child or spouse

                lying

                (former) slavery

                some say abortion

 

3. Morally neutral things the law requires:

                responding to the census—government doesn’t need to know

                registering before you can vote—could be automatic based on driver’s license

                registering a firearm

                wearing clothes—children raised in nudist colonies aren’t harmed, so why not let people go nude in public?

 

4. Morally neutral things the law prohibits:

                Drive car under a red light—not inherently evil—could make red mean go, green stop, or orange go, blue stop

                Driving on left-hand side of road.  Other countries drive on left-hand side (e.g. England).  Is one side morally better?  No.

                Some would say “victimless” crimes—prostitution, drugs,

Some would say land use development

Some say abortion

               

5. Morally bad things the law requires (or allows: (small category))

                (Former) slavery or racial segregation

                Some say paying taxes is equivalent to armed robbery, and what our taxes fund (war; subsidies to oil or meat industry, etc.)

                Some say the death penalty

                Some say military draft

 

6. Morally good things the law prohibits (small category)

                Some say prohibiting euthenasia or doctor-assisted suicide prevents human suffering.       

Some would say outlawing gay marriage is a travesty of justice.

                Some say prohibiting selling live human organs causes countless people to die who can’t get donated organ transplants.

                HUGGING KIDS!  Public school policies now usually forbid teachers, coaches, counselors, bus drivers, etc. to hug kids even if they’re hurt, crying, want a hug, etc. out of fear of lawsuits.  Yet studies show this is severely hurting children’s psychological growth and well-being.

 

 

 2.Legal Positivism  POSITIVE LAW: idea began around 1600’s.  Law does not come from morality, but simply because humans say it is law.

Thomas Hobbes--Leviathan

John Austin, The Province of Jurisprudence Determined

                                Jeremy Bentham—Introduction to the Principles of Morals and Legislation

                                H.L.A. HartThe Concept of Law

***BUT BIG PROBLEM:  if “law” does not correspond with “morality” (i.e. NATURAL LAW) then why should we obey it?!  What moral obligation do we have to obey it if it’s NOT malum in se, but merely malum prohibitum?  Positivists needed to argue why, and began to do so around 1600’s.  They said human-made law is self-legitimizing if its created within the legal system (notice this says that the source/origin/procedure of the law commands obedience).  Whatever law is “posited” (“put forward”) by the state, is the law that must be obeyed.  Also, the law SHOULD be obeyed, because it was made by the legitimate sovereign (ruler) with the power to threaten and use coercion. Thus, there’s an OBLIGATION to obey!  [Remember: if the law is natural law, you should obey it because it’s a divine command/rule!]

               

BIG PROBLEM:   This simply begs the question: WHY should I obey a command simply because it’s government??  What right does the government have to tell me what to do?  In other words, what right does any other human being have to tell me (an adult of competent mind) what to do or not to do??  We used to call this SLAVERY . . . . so what’s the difference?  E.G.. What difference is there between a gunman that says “your money or your life” and a government that says “pay your taxes by April 15 or else”?   What difference does it make that it’s the government making the rule, or that the rule is written down, or made through the normal lawmaking procedure, as opposed to a stranger just walking up to me and giving me an order?  Where is this moral duty if its not natural law?  Why is a robber holding a gun to my head wrong, but the government holding a gun to my head okay?

 

There are lots of different thoughts as to when obedience to law is morally obligated, on a spectrum from always to never.

OBEDIENCE to law: When is disobedience to law morally justified?

                Strong Positivist (It’s rare that one is a pure utilitarian/communitarian/authoritarian/majoritarian/populist):   —whatever society does in its own good outweighs any individual interests, thus individual has obligation to obey.  If society thinks a law is good, BY DEFINITION the law is good.  Rarely find—e.g. taken to it’s logical extreme conclusion, the majority could do ANYTHING to a minority group: e.g. exterminate the minority  e.g. a simpler example: against law to hide Jews in Nazi Germany, but not too many positivists would say you should follow that law.

                Weak Positivist (most positivists): You can disobey when law is “bad.” So what are “good” laws?  E.g. “No motorized vehicles in park.”  What about ambulance to rescue heart attack victim?  What about swerving across double-yellow line to avoid hitting pedestrian, when statute doesn’t list any exceptions?  What about running a red light to take a dying person to the hospital?  If you say the law should be disobeyed because of some “higher principle” then that’s natural law!!!!  AND since there’s no agreement about natural law, then it’s arbitrary enforcement (or unenforcement); i.e. that is, if people are allowed to disobey positive law anytime, then doesn’t that violate the Rule of Law?

                Natural Law TheoryCivil Disobedience—When law is “unjust” or “immoral.” obedience is unjust!  BUT PEACEFUL, NONVIOLENT disobedience.—e.g. King, Thoreau, Gandhi (see the movie Gandhi) Thoreau’s Civil Disobedience and King’s Letter from the Birmingham Jail are two of the most influential and widely-read pieces on civil disobedience.  NOTE:  Lawbreaking because of an appeal to a “higher law” can be either peaceful OR violent (terrorism)  (e.g. Nat Turner who tried to help slaves escape, John Brown who tried to help a slave revolt, etc.)  OR peaceful (underground railroad, 60’s sit-ins). 

Modern anti-abortion activists:  peaceful sit-ins and demonstrations outside abortion clinics, or violent (bombings of clinics, murders of doctors)

Natural law theorists say a positive law that violates natural law is like counterfeit money:  it’s fake, worthless, it’s not “real, genuine” law.

                Libertarians—government’s only role is to protect from violence against person or property.   All other laws may be disobeyed.

                Thus, a government should consist only of a military and police force, with minimal legal system, courts and prisons.

Anarachists (rare) Disobedience is ALWAYS morally permissible if it goes against one’s morals:  No one, including the government, has the “right” to rule another.  We have natural law right to life, liberty, and property.  In other words, we have a right to personal autonomy, to self-rule over ALL our property, which includes our minds (speech, religion) bodies (food, drugs, medicine, travel) and other property (housing, land, business, labor).  State control over ANY of these things (which really means state MONOPOLY on legitimate use of coercion/force/violence to obedience by making laws prohibiting or requiring conduct) violates our natural law right to CHOOSE how to self-rule our life, liberty, and property, so natural law requires/mandates NO government! So disobedience is almost always justified (ALL laws may be disobeyed!) —there should be NO government, whether arbitrary OR even operating under Rule of Law.  Thus, ANY government is illegitimate.  “Legitimate government” is an oxymoron.  The ONLY obligation to obey is to laws that are “good” or “just” or “moral” as we deem.  Or, simply obey out of practical need to avoid punishment. But there is NO moral obligation to obey law just because it’s “law.” 

***AND, because any positive law in a democracy is arbitrarily made based on whatever majority of citizens decide, and if it’s not a not a democracy then the law is based on the arbitrary decision of rulers, then most/all positive law is arbitrary, and thus the “RULE OF LAW” does not exist.

 

[[[This is called anarcho-capitalism, (or right-anarchism”) to distinguish it from  anarcho-socialism, (“Left-anarchism”) in which all individuals would voluntarily give up all right to property, so that there would be no such thing as property rights, and thus there would be (allegedly) perfect equality of wealth and power.  But you don’t need to know these distinctions.  If you want to learn more about it, you can go on the web and read up on it.]]]

               

BUT WHY would a positivist say there is any MORAL obligation to obey positive law, besides the practical reason that the state has a monopoly on the legitimate use of coercion (violence) to enforce obedience to the law?  Where does this obligation come from?  This is the BIG problem for positivism:*** If LAW IS NOT MORALITY, (if civil and criminal justice is NOT natural justice) then where is the moral obligation to obey the law??? Let’s consider a debate between a strong Positivist (P) and an Anarchist (A): (we’ll look at the two extremes because of limited time AND the debate is more focused/sharp.)

 

PHILOSOPHICAL ARGUMENT between a Positivist “P” and Anarchist “A”: (some philosophical, some practical)

P: Social Contract: In democracy, John Locke’s social contract theory:  GROSSLY SIMPLIFIED VERSION:

people come together to form social contract, and consent to be governed, so we have voluntarily assumed an obligation to obey government’s laws.

A: Never happened! There is no universal consent, and certainly not express consent.  We are born, and find ourselves being governed.  No one today signed anything! (I certainly didn’t).

P:  Implied consent:

A. By accepting the protections and benefits of the state (police, roads) we take on an obligation to reciprocate and obey law.

B. By staying here under this social contract and not leaving, it shows you agree to the terms.

C. Voting (taking part in political system) implies consent to be ruled by laws produced by the outcome.

D. Not voting implies waives your right to object to laws produced by the outcome.

A: No choice: (in any of these)

A.  (David Hume “Of the original contract”) But we are forced to accept benefits we don’t want.  What right is there to force something on someone and then make them pay for it?  Then salespeople could leave all sorts of things at my home doorstep that I don’t want and I’d be forced to pay for all of it! 

B. No real alternative—there’s no other nation to go to where we can refuse protections and benefits.  EVERY country requires obedience.  It’s like waking up on a ship in the middle of the ocean-if you don’t like the captain’s rules, you’re free to jump overboard!

C. No real alternative—like a slave given a choice between two masters, one who will beat you six days a week versus the other who will beat you all seven days of the week. It’s not a “legitimate” choice and thus does NOT imply consent to be governed!  That is, its simply Satan versus Beelzebub.  You don’t want EITHER but you’ll at list pick the “lesser of two evils” if given the chance.

D. No real alternative—ballots don’t have “None of the above” or “no government” as a choice. So the ONLY way to indicate withdrawn consent (that is, a lack of consent) is to NOT participate!

P:  Hypothetical consent”:  if we had NO govt., we’d be sick of constant violence, and we’d LOVE to have a state.  We’re just spoiled and don’t appreciate what we have, so if everyone were faced with the true choice, we’d all consent to be governed and thus owe obedience to law.

A:  Not true:  Not EVERYONE would choose government—many people would actually prefer no government, and can’t know about rest of people.  At least SOME people would choose to live in government-free communities. And regardless, “hypothetical consent” is never valid in any other area of law or ethics.  Imagine the outrage if businesses could start sending you bills based on the fact that you owe them money because you would buy the product if you only understood how great the product is? Or imagine a rapist arguing a woman “hypothetically consented” because she would have consented if she only understood what a truly great guy he was?  We don’t allow hypothetical consent anywhere else, so why should the positivist be allowed to assert hypothetical consent here?

 

***NOTICE! The Anarchist wins on the philosophical points.  Positivism has yet to philosophically justify any moral duty to obey positive law.

 

PRACTICAL ARGUMENTS:  A positivist can fall back on practical grounds, though.  Note that this admits you do NOT have any moral obligation to obey the law; you should simply do it out of practicality.  This concedes defeat to the philosophical points of the anarchist.

 

P: Anarchism is Too idealistic: As a practical matter, anarchism is too utopian/idealistic--won’t work, because disorder, chaos, violence, warfare. 

A:  a. we already have LOTS of violence and war with government (including brutal oppression by police and military), estimates are between 100-to-200 million people dies because of state-based murder in the 20th Century—e.g. WWI, WWII, Korean War, genecides of Jews (Holocaust), Cambodians (Killing Fields), Hutus and Tutsis (Rwanda), Stalinist purges in Russia; Maoist tyranny in China, etc. so it can’t be any worse without government.

b. but more importantly, peaceful anarchism is Realistic:

                1. Most people are good and rational, and thus will voluntarily self-cooperate.

                2. Social pressure will induce uncooperative (anti-social) individuals to conform and cooperate, through ostracization, insults, etc..

                3. Private security and arbitration companies will provide security and dispute resolution that people contract for.

                4.  If no private companies, then people voluntarily work together to coerce (even violently) social behavior from uncooperative individuals (i.e. if they ignore contract obligations, steal, commit violence, etc.)  e.g. neighborhood would band together to stop violent resident.

5. (Anarcho-socialist) Most violence is caused by inequalities of wealth.  If you eliminate government and property, this will eliminate poverty, and thus there won’t be any reason for violence.

P: No evidence that anarchism could work: All these claims that people would cooperate peacefully are purely speculative (no evidence); and in fact evolutionary psychology shows that people, especially male primates including humans, innately are aggressive and seek dominance and hierarchical power.

A: Evidence of successful anarchism:  Real examples in history of successful (cooperative) anarchist groups:  anarchist communes during Spanish Civil War, Israeli kibbitzum, medieval Iceland, medieval Ireland, “free cities” in medieval Europe; even during U.S. colonial period and “wild west” often had no real functioning governments, but people (for the MOST part) lived cooperatively and in peace. Also:  Police strikes—crime rate only goes up slightly.  Also, Denmark 1944—Germans occupied Denmark and arrested entire police force.  Crime went up only slightly.   

 

NOTE:  This practical argument kind of dead-ends in speculation—would people choose government over anarchy if given the real chance of alternative option?  Would human nature allow anarchy communities to survive and thrive in peace rather than descending into violence and chaos, ruled by the most powerful gangs?   This is mostly speculation, that likely will never be answered definitively.

 

***

So maybe there’s a solution for the positivist: what if the positive law expressly includes natural law—NOW is there a moral duty to obey ?

BUT Can Positive Law incorporate Natural Law?   At least three ways one might do this:

 

1. Positive law outlaws violations of the natural law:  Problem:  ESPECIALLY by charging someone with a crime, this would violate the Rule of Law because that person would have no fair warning of the law!.  E.G. Government issues law that says:

 

“Any violation of Natural Law is subject to a sentence of one year in prison.”

 

This violates the Rule of Law! It’s the same thing as saying:

 

                “Any violation of the following three Natural Laws is subject to a sentence of one year in prison:

1.

2.

3.                                                            

 

This would violates MANY principles of Rule of Law: (RECALL):

2. General and authoritative rules:  (crimes are specifically defined and their punishment--(“No crime without a law”)

3. Fair warning of rules:  The general and authoritative rules should give individuals fair warning:

                                (a) made public—e.g. no hidden laws no one knows until violate

                                (b) reasonably clear in meaning and specific in what they prohibit

                                *

                                (d) applied prospectively (to future only; no ex post facto laws (ie.e no retroactive crimes))

                                *

                                (g) enacted in accordance with pre-existing legal rules—e.g. through formal, codified lawmaking procedure

 

MAYBE it wouldn’t violate the Rule of Law if EVERYONE agreed what those unspecified Natural Laws were.  . . .

BUT since there’s no universal agreement about natural law, applying/enforcing natural law would be totally arbitrary—whatever people in government or majority of citizens thought it should be at the moment!  Again, it would violate the Rule of Law!

 

AND the moment you actually put the natural law into words, then it has become positive law, not natural law.

 

HYPOTHETICAL DILEMMA:  A nation claims to uphold the Rule of Law as the highest principles of justice.  But then there’s an ABSOLUTELY BARBARIC crime, but there was NO positive law prohibiting it?  The people demand “justice.” What does that government do with the guilty person(s)?  Argue that the natural law was violated . . .

 

MOST FAMOUS EXAMPLE: Nuremberg Trials—after WWII, allied powers (U.S., England, France, Russia) adopted the “London Charter” which made several new international law crimes, including “crimes against humanity  Then, charged high-ranking German leaders and military commanders with “crimes against humanity” like genocide and mass-murder (as well as other crimes), mostly because of Jewish Holocaust, but also killing of homosexuals, gypsies, some prisoners of war, etc.

Prosecution argument:  “crimes against humanity” were unwritten laws that were violated, and which overruled Nazi law. Thus, natural law IS Rule of Law.

Defendants said they “just following orders” i.e. government law not only did not prohibit killing concentration camp prisoners, the law REQUIRED killing them.  Thus, they were UPHOLDING the Rule of Law, and charge/conviction/sentence TOTALLY violates Rule of Law!

U.S. Supreme Court Chief Justice Jackson’s opening argument as chief prosecutor for the allied powers:  “…The fourth Count of the Indictment is based on Crimes against Humanity.  Chief among these are mass killings of countless human beings in cold blood.  Does it take these men by surprise that murder is treated as a crime? .  . .   “But if it be thought that the [London] Charter, whose declarations concededly bind us all, does contain new law, I still do not shrink from demanding its strict application by this Tribunal.  The rule of law in the world, flouted by the lawlessness incited by these defendants, had to be restored at the cost to my country of over a million casualties, not to mention those of other nations.  I cannot subscribe to the perverted reasoning that society may advance and strengthen the rule of law by the expenditure of morally innocent lives but that progress in the law may never be made at the price of morally guilty lives.

***A strong positivist would say the prosecution violated the Rule of Law; a weak positivist, or a natural law theorist would say it didn’t. 

ANOTHER FAMOUS EXAMPLE:  East German Border guards that followed law and shot people attempting to escape East Germany across barbed wire no-man’s land on East German/West German border.  After the reunification of Germany, several border guards were charged and convicted with violating an unwritten “higher law” against murder:  Defendants and their attorneys argued a conviction would violate the Rule of Law, because the soldiers violated no written law, and in fact were OBEYING law.  Judge Theodor Seidel issued a decision in 1992 convicting 2 former East German border guards of killing a person in 1989 trying to cross the border, following “shoot-to-kill” orders.  The Judge wrote “At the end of the 20th Century, no one has the right to ignore his conscience when it comes to killing people on behalf of the power structure . . . not everything that is legal is right.”   This set a precedent and later many former border guards were prosecuted and convicted under this precedent.

What about a low-level Taliban soldier that was “just following the law” to shoot individuals preaching non-Islam?

                1. He violated the law of nature so convict?

                2. He was following the written law established by government so acquit?

 

My-Lai massacre . . . U.S. troops in the village of My Lai during the Vietnam war were ordered by their commanding officer (Lt. Calley) to kill everyone—men, women, and children because (according to Lt. Calley) they might be Viet Cong troops or even suicide bombers, etc.  In the heat of battle, most soldiers obeyed, and most of the villagers were shot to death, including many young children; only a few survived or were rescued by one U.S. helicopter crew who saw what was happening and rescued some of the villagers from the Massacre.  The servicemen’s defense was that they were “just following orders” from Lt. Calley  . . .  Their commander Lt. Calley was prosecuted but eventually pardoned.

 

Michigan could not prosecute Dr. Kevorkian for his first several doctor-assisted suicides because Michigan had no law making it a crime to help another person kill themselves.  The Michigan legislature THEN made it a crime, and THEN he was prosecuted for conduct after the law was made.

 

2. Have the positive law protect natural law rights:

 

The U.S. Constitution tried to include open-ended natural law in its positive law, not as crimes, but as RIGHTS:

U.S. Constitution’s 9th Amendment (1791):

“The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.”

 

 WHAT “other rights”? A majority of the Supreme Court has never applied the 9th Amendment, because of the impossibility of achieving consensus on what that means.  It’s the Judge Robert Bork ink-blot problem:  it’s as if the Framers said “The other rights are *************  but someone spilled ink on the copy and its forever unreadable.  It’s meaningless to enforce, so it’s as if it wasn’t even written.  There is no PRINCIPLED way of interpreting these rights, so the only option is to say the language is meaningless.

 

3.  Have the positive law include the natural law as a DEFENSE against violation of other positive laws. 

 

Anglo-Saxon Common law includes the defense of “necessity.” You can break the law if it is “necessary.”  What is “necessary”? Isn’t this an attempt to apply natural law without expressly saying so? Basically yes.  The natural law excuses violating the positive law.

 

Model Penal Code definition of necessity defense: "Conduct that the actor believes to be necessary to avoid harm or evil to himself or to another is justifiable, provided that: . . . the harm or evil sought to be avoided by such conduct is greater than that sought to be prevented by the law defining the offense charged."

 

Federal caselaw definition of necessity defense:

                Necessity case: U.S. v. Dorrell

                Necessity Defense: the defendant must show

               (1)  defendant "act[ed] to prevent 'an imminent harm which no available options could similarly prevent.'"  i.e. ONLY choice left.  Political system to change law IS an option—e.g. smuggle non-FDA-approved drugs into country.

 

 AND (2) defendant reasonably anticipated the existence of a direct causal relationship between his conduct and the harm to be averted.

                i.e. your action would have made the difference—e.g. “no vehicles in the park” but an ambulance must come into the park to rescue a heart attack victim or “no crossing the double yellow line” but you swerve over it to avoid hitting a child that suddenly ran out on the road.  These would be allowed by the necessity defense.  But NOT your entire house is in total flames so you smash through your neighbor’s garage door to get to a garden house, because a garden hose would make no difference in stopping a raging fire.

 

NOTE anti-abortion extremists and animal rights activists have tried to argue the necessity defense in prosecutions for attacks on abortion doctors on clinics, or destruction of animal labs.  So far, they have not won those arguments in court.

 

                Relationship between necessity and civil disobedience:

                Civil Disobedience:  you think the law itself is immoral—e.g. slavery, segregation.  taxes? ban on assisted suicide?

                Necessity:  you think the law is moral in itself (generally), but its application would be immoral in a particular circumstance.

 

What about smoking marijuana as necessary to treat cancer or other medical ailment?  euthanasia? doctor-assisted suicide?  Smuggling non-FDA-approved medicine (but approved by Canada or Europe) into the U.S. to treat patients with life-threatening illnesses? leave the scene of hit-and-run in order to take your victim to the hospital?

 

Examples of successful implementation (besides several states in cases of medical marijuana use)

California v McMillan, 1988.

Defendants blockaded Diablo Canyon Nuclear Power Plant.  Judge allowed testimony about seismic instability in era, and defendants’ fears.  Judge acquitted the defendants.

Chicago v Streeter, 1985.

Defendants occupied South Africa Consulate protesting apartheid.  Judge allowed necessity defense.  Jury acquitted the defendants.

Colorado v Bock, 1985

Defendants occupied Denver office of US senator Armstrong to protest US policy in Central America.  Judge instructed jury it must find the defendants’ action necessary as an “emergency measure to avoid imminent public or private injury,” but that injury did not have to involve the defendants.  Jury acquitted the defendants.

 

What about a trolley driver, who suddenly realizes the breaks have gone out.  He can do nothing, and let the trolley go straight and run over five people who have their back turned and don’t see the trolley, or he can veer off onto another track, where only one person is standing with their back turned. . . . If he veers off and the trolley kills the one person, and the driver is charged with murder/manslaughter, can he use the necessity defense? 

 

Or a person is hiking in the jungles of Columbia and accidentally come across a drug lord about to shoot ten villagers.  The drug lord hands the hiker a gun with one bullet (there are many men standing around with many guns so it’s impossible to fight or run) and says if the hiker shoots one villager, he’ll let the other nine villagers live.  The person shoots a villager and just then the Columbian police arrive and arrest the hiker for murder.  Necessity?

 

A doctor has five patients who need immediate organ transplants. Two of them need a lung; two need a kidney; the fifth needs a heart. A man walks into the doctor's office for an annual check-up. The doctor kills the man, gives his lungs to the first two patients, his kidneys to the other two, and his heart to the fifth, thus saving five lives for the price of one. . . .

 

***BASICALLY what we as a society have said (both our nation and the international community of nations) that if you violate the positive law because of your conception of natural law, the burden is on you to defend the action as consistent with natural law, AND if you obey the positive law in violation of the natural law, the burden will ALSO be on you later to explain why it was NOT a violation of natural law.  In other words, you’d better be careful that you ARE following the natural law (whatever that is!), whether you are obeying OR disobeying the law.

________________________________________________________________________________________________________________

***Natural Law versus Positive Law was the only real debate (only 2 big theories) until 1920’s.   Until then, all this debate between natural law and positive law was called “legal formalism” –i.e. judges use logic to apply abstract laws to concrete situations.  Law (whether natural law OR positive law”) can be objectively determined.  There is a “legally correct” answer/solution to every possible legal issue/problem—i.e. here IS such a thing as “THE” law, whether it comes from innate human concepts of Justice or from positive law written in law books. 

Like math, 1+2=3; 100 mathematicians will all agree!  So any neutral, objective judge will agree to the same solution: Law + Facts = Solution. 

 

BUT THEN! . . . Duh Duh Duh . . . Legal Realism!

 

5.(American) Legal Realism:   The alternative to legal formalism is "legal realism.”  This says Legal formalism ignores, denies reality.  Realistically, there is no such thing as objectively determinable “LAW” whether natural law or positive law.  There are no “correct” legal answers to legal questions.   “Law” is whatever judges say it is.  That is, law is simply the application of POLITICS and POWER by judges to decide legal disputes however judges want the dispute to be decided:

 

 RECALL PERHAPS THE MOST COMMONLY QUOTED Definition of Law:

Justice Oliver Wendell Holmes: “The prophecies of what the courts will do in fact.”  (i.e. a prediction how a court would decide the case).

Holmes was a leading legal realist.  According to Holmes [in The Path of the Law], judges’ words don’t reflect any ultimate, objective, determinable truths about law, scientific or otherwise. Judges words instead merely convey the judge’s power-oriented thinking.   Judges decide FIRST how they want the case to be decided, and THEN CLAIM to be applying law and facts, but merely use that reasoning to justify their pre-determined political outcome. i.e. JUDGING=POLITICS.

 

For instance, if I say that my words are law because the police will throw you in jail if you disobey what I tell you to do, that’s the essence of law.  It’s like the accountant for an organized crime syndicate.  One of the bosses of the syndicate asks the accountant "What’s two plus two?" The accountant replies, "What do you want it to be?" and “cooks the books” to make the answer come out.  Same with judges.  “They first ask themselves “what do I want the law to be” (usually based on their political ideology) when deciding a case, and then “cook the books” and claim the law/facts have clearly determined a single outcome, allegedly using positive law, natural law, or a combination (whatever works).

 

Benjamin Cardozo—The Nature of the Judicial Process

Jerome Frank—Law and the Modern Mind, Courts on Trial

Oliver Wendell Holmes—The Path of the Law

Karl Llewellyn—The Bramble Bush

Roscoe Pound—Introduction to the Philosophy of Law

Judith Shklar—Legalism

 

What does this say about the Rule of Law?   A pure legal realist would say NO SUCH THING as rule of law, nor CAN there be, because all judicial decisions are ARBITRARY! (based merely on what judges want). 

 

BUT a weak legal realist would say one can never TOTALLY have the rule of law, but you can aspire to the goal.   Laws do constrain judge’s choices somewhat, and judges can TRY to remove as much bias in their judicial decision-making as possible.  So Rule of Law can be somewhat or mostly achieved.   The law provides a box within which judges can move.  But a strong realist would reply that the box ITSELF is simply whatever the legislature wants it to be, so again, LAW= POLITICAL POWER

 

Recall the problem with positivism:  how to philosophically justify a moral obligation to obey the positive law? This problem disappears under legal realism!   Might makes right!  You must obey because government has a gun to your head!  That’s naked politics, and that’s all law is!  Actually, it’s not to say literally that might makes right, but simply that whoever can exert the most power makes the law, that’s just the way it is.

 

Recall the problem with the Nuremburg trials.  Die-hard legal positivists say it violated the Rule of Law.  Natural Law theorists says no.  A legal realist says (from a website):  "Obviously, these were monsters who had to be killed; the only question was whether we made a mistake in giving them a show trial first, and I think it was a good idea because it provided an opportunity to pile up the evidence against them so the public would agree that we should hang them. In other words, law is something that national leaders can use for political purposes, to provide a formal, solemn excuse for something they’re going to do anyway.  We were going to execute the Nazi and SS leaders anyway, so the show trial appeared to give us a good reason—it simply justified what we did.”

 

***MOST lawyers today are trained to be (and are) legal formalists.  Almost all (if not all) political scientists and other social scientists are trained to be (and are) legal realists.   Yet even outspoken realist judges like Holmes won’t admit to being arbitrary; even he claims to be neutrally following objective law: 

“A judge cannot "do justice" directly in the case before him. This view was strongly expressed in a small episode in the life of Justice Oliver Wendell Holmes. After having lunch with Judge Learned Hand, Holmes entered his carriage to be driven away. As he left, Judge Hand's parting salute was:  "Do justice, sir, do justice."  Holmes ordered the carriage stopped. "That is not my job," Holmes said to Judge Hand. "It is my job to apply the law."
[Thomas Sowell, The Quest for Cosmic Justice, The Free Press, 1999, p. 169]

9. Critical Legal Studies (CLS) (often (but not always) Marxist/Neo-Marxist)

 

The Critical Legal Studies movement began in late 1960’s, early 1970’s.  It’s also legal realist—a subset of legal realists, but they go further.  They argue that not only is the use of law politically arbitrary, it’s usually (always/almost always) arbitrary in the same direction:  biased in favor of the powerful against the powerless.  I.e. it’s not a random bias, but a consistent, systematic pattern of bias!!! 

Because principles of law never reflect universal truths, they are merely allocations of power among social groups. Thus, it’s senseless to talk about whether a law is right or wrong or moral or amoral. Law is whatever the most powerful cultural group in society makes it, and thus law is an instrument of social, economic, and political domination.  The law merely reflects the political ideology of the ruling class and protects their interests.  The wealthy and the powerful use the law to maintain their privileged place in the social hierarchy.  In short, law and legal institutions are tools of oppression.   Law and legal power is abused, used as a tool by the wealthy and powerful to oppress the weak in society. Although CLS formally began in 1970’s, its roots go back much farther, not just to legal realists of 1920’s, but marxist thinkers as well.  Strong marxist leanings, but not always—one can simply say that law is used by powerful against weak.  But often CLS theorists are neo-marxists.

FOR EXAMPLE:  Law favors employers over employees, creditors over debtors, businesses over consumers, government over citizens, landlords over tenants, etc., educators over students, insurance companies over the injured, whites over racial minorities, men over women, Christians over religious minorities, etc.

 

Thus, the CLS movement wants to overturn the hierarchical structures of domination in the modern society and many CLS proponents have focused on using the law as a tool in achieving this goal.    [[[Strong overlap with Law & Society” movement—leans heavily towards CLS perspective, but not always.  There are courses on “law & society” in political science, sociology, criminal justice, philosophy departments.]]]

 

Rule of law?  NO RULE OF LAW (or not much) because the law ITSELF is partial, biased, and then applied even more partially and in a biased manner.

 

CLS includes subgroups with sometimes different or even contradictory, views.  We’ll look at the two biggest sub-groups: feminist legal theory, which examines the role of gender in the law; and critical race theory (CRT), which is concerned with the role of race in the law.

 

                Frederick Engels—Socialism: Utopian and Scientific

                Michel Foucault—Discipline and Punish: The Birth of the Prison

                David Kairys, ed.—The Politics of Law

                Roberto Unger—The Critical Legal Studies Movement; Law in Modern Society

                Katherine MacKinnon

                Andrea Dworkin

 

CLS has own vocabulary, which we won’t go into: e.g., hermeneutics, deconstructionism, post-modernism, post-structuralism, etc.

 

Feminist Jurisprudence/Legal Theory Began in late 1960’s, but Radical Feminism, which is mostly today, began in 1980’s.  Andrea Dworkin, Catherine MacKinnon, etc.   There is no single theory known as “feminism”; feminism is a GROUP of theories, some of which even contradict each other (which we’ll give examples of later).  The only commonality they have is that they are interested in women’s rights and equality for women, but disagree about what the nature of those “rights” or “equality” should be.

 

LOTS of branches of feminism—liberal feminism, eco-feminism, postmodern feminism, multicultural feminism, marxist/socialist feminism, cultural feminism, libertarian feminism, etc.  Look at wikipedia.  One book your instructor once read had 13 different chapters each describing a different version of feminism.  But BASICALLY they all agree by saying law is biased against women, because it either has been or is used as a tool for the male-dominated, patriarchal society to oppress women, and maintain the male power structure.

 

BUT biggest differences are best displayed by two relatively opposite branches:

Traditional/LIBERAL feminism: (began in 1960’s) laws that discriminate based on sex are wrong.  Law should be “gender-blind.”  Sexes are almost equal now.        As long as the law treats men and women equally, that’s the end of the struggle for equality.

 

But:  RADICAL feminism: (emerged in 1980s)  laws AND society/culture/norms (institutions of marriage, religion, education, employment, industry, media potrayals) oppress women, so society as a whole needs to change, AND if law allows this to continue, then law and the legal system are knowing accomplices in the continued oppression of women.  So, law should be used as a tool to create that social equality/social justice (NOTE: “radical” not a negative connotation here—it’s the term that is used—think of it as “a stronger version” of feminism)

 

                -women are still expected to cook, clean, raise kids, mothers with careers are still frowned on—why not have government-provided day care?  or heavy tax credits?

                -girls in school are still steered toward certain “feminine” careers like nursing and away from “masculine” careers like engineering—why not require better training of teachers to avoid this, with government oversight that this isn’t happening?

                -gender stereotyping occurs from birth in the way of clothing:  blue for baby boys; pink for baby girls; decorations in a baby’s room:  flowers and lace for girls; cars, and sports themes for boys; toys: stuffed animals and dolls for girls; footballs, cars, trucks for boys.

 

                The book PINKS AND BLUES looks at learned helplessness in women. Found that in nursery at hospital, male babies were handled more roughly than females. Message: females = fragile. Teachers favored assertive boys, quiet girls. Father demands that boy solve problem by himself, but helps girl solve it. Since the girls are more protected, the boys have more chances to deal with success and failure.

 

                ***NOTICE:  how the “feminine” traits of caring, nuturing, are considered BAD for boys to have—for fear it will make them homosexual—i.e. a “real” man cannot be caring and nurturing; so that if a boy wants to learn to nurture a baby doll, that’s wrong, because that’s supposed to be the role of women to have babies and take care of them!  So society’s gender-stereotyping is wrapped up in homophobia!

                ***NOTE the absurdity of the fear and logic behind it: if you teach a boy to be nurturing, they will somehow become homosexual?!

                (as if that were anything negative to begin with?!)

 

                A few other examples of bias against women in the law, and what feminists argue the law should do instead:

                -male police, prosecutors, judges ignore domestic violence against women—why does law allow this?  why not mandatory arrest/charge/sentence?

                -economic reliance by non-working mother on husband means she can’t afford to leave him if he’s abusive or oppressive—why not government-provided services such as worker training, day care, etc.

                -disability leave receives government compensation but not pregnancy leave—thus, women’s careers and finances are hurt by pregnancy leave, but men’s careers and finances don’t suffer.  Law should give pregnancy leave.

                -restrictions on abortion force women into condition of economic dependence by having kids they can’t afford. 

                -lack of strong restrictions on sexual harassment in the workplace;  e.g. sexual harassment law says harassment can’t be “pervasive” so a man can sexually harass a woman, as long as it’s not “pervasive.”  And, many men think its okay, but almost all women do NOT.  So, the legal standard should look at what a “reasonable woman” thinks and feels, and not what a “reasonable person” thinks and feels.

                -limitations on trying to convict men of rape—the law should allow it easier to prove rape

                -women as a whole earn only 70+% of what men as a whole earn. Laws should equalize pay.

               

 

Classic example:  Title VII of the Civil Rights Act of 1964 makes it "an unlawful employment practice for an employer . . . to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual's race, color, religion, sex, or national origin." 42 U.S.C. Sec. 2000e-2(a)(1).

E.G. sexual harassment case:  EEOC regulations: [CITE: 29 CFR 1604.11]

 TITLE 29—LABOR

 Sec. 1604.11  Sexual harassment.

    (a) Harassment on the basis of sex is a violation of section 703 of

title VII. Unwelcome sexual advances, requests for sexual

favors, and other verbal or physical conduct of a sexual nature

constitute sexual harassment when (1) submission to such conduct is made

either explicitly or implicitly a term or condition of an individual's

employment, (2) submission to or rejection of such conduct by an

individual is used as the basis for employment decisions affecting such

individual, or (3) such conduct has the purpose or effect of

unreasonably interfering with an individual's work performance or

creating an intimidating, hostile, or offensive working environment.

 

Harris v. Forklift Systems (1993) (U.S. Supreme Court) :  “Conduct that is not severe or pervasive enough to create an objectively hostile or abusive work environment - an environment that a reasonable person would find hostile or abusive - is beyond Title VII's purview . . .whether an environment is "hostile" or "abusive" can be determined only by looking at all the circumstances. These may include the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee's work performance”

 

Radical Feminist response: Why is ANY interference with someone’s work tolerated?  I.e. why is even a SINGLE sexually vulgar remark or sexual touching allowed against a woman?  I.e. it’s okay to tease a woman about her breasts, or grab her butt, as long as you don’t do it “too much”?!  You can “reasonably” interfere with her work, but just don’t do it so much that it becomes “unreasonable”?!  You can create a hostile or abusive work environment as long as it’s not “severe” or “pervasive”?  This is a ridiculous standard.

 

SO notice that feminists argue that law should be used as a tool of social engineering (to design social institutions and laws) to create social justice-a society where men and women are truly, fully equal in every way—not just legally and politically equal, but socially equal as well.

 

Notice that the concept of “gender” is to some degree what is called “socially constructed.” "Social construction" means the concept only exists as a result of society creating and using the concept-like money.   Thus, the claim that gender is socially constructed means that “gender” as not a concept based in biology, but is created merely through historical and social and customs, habits, traditions, norms, and processes such as childrearing practices and educational indoctrination. People who claim that gender is completely socially constructed generally say, or at least imply, that our current social construction of gender is harmful, and should be eliminated.

 

Often feminists argue that patriarchal (male-dominated) society has imposed an “essentialist” view on women: women are “essentially” (inherently/genetically/biologically/evolutionary/spiritually) different to men and NOT JUST DIFFERENT, BUT INFERIOR:  Women should be not work, should not be leaders in politics, business, religion, etc., but should focus on staying at home, being caregivers, etc.  Men/masculinity is the norm (the superior trait), Women/femininity are inferior trait. Women are “the other.” (“not-man.”) These terms are frequently used in feminist writing. to show how men have historically marginalized women in all aspects of human civilization. 

 

Example: “Individuals are born sexed but not gendered, and they have to be taught to be masculine or feminine. . . .For human beings there is no essential femaleness or maleness, femininity or masculinity, womanhood or manhood, but once gender is ascribed, the social order constructs and holds individuals to strongly gendered norms and expectations. Judith Lorber, ”“Night to his Day: The Social Construction of Gender,” Judith Lorber

 

The Big PROBLEM for this theory: the great weight of scientific evidence increasingly shows that this is scientifically inaccurate.

See:          David Buss, Handbook of Evolutionary Psychology.

                David Buss, Evolutionary Psychology, 3rd Edition.

                Steven Wright, The Moral Animal

                Steven Pinker, The Blank Slate

                Donald Brown, Human Universals

 

The fields of Anthropology, Biology, Evolutionary Psychology, now have huge evidence, and accept that there ARE significant evolved differences between men and women; their natures are different IN GENERAL based on averages of the population (there will always be exceptions).

                Men tend to desire power and domination in politics and leadership in other fields; women tend to not feel such need as much

                Men tend to be competitive and seek hierarchy and status achievement; women tend not to be so status-driven

                Men tend to be physically aggressive (e.g. contact sports) and even wage wars between their “in-groups” against “out-groups”; women tend to be (much) less physically aggressive and warlike  (when in human history did an army of women ever fight against another army of women?)

                Men tend to desire more and shorter-term sexual partners, and tend to seek youth and beauty among primary factors in female mates;                 Women tend to desire long-term monogamy and tend to seek wealth, status and power among primary factors in male mates

                In all human cultures ever observed or recorded (so far), men have been the primary hunters and women have been the primary caretakers of children, etc.

 

But this has DEEPLY divided the feminist movement.  Notice that this is saying men and women are essentially different.  BUT radical feminists have huge disagreements on this essentialist debate (“difference/sameness”) debate: that is, are men and women essentially the same?

 

Some radical feminists repudiate this and openly attack any scholar or evidence that suggests different natures for men and women. Such feminists argue that this opens up the door once again to male oppression of women, because men will use innate differences to justify discrimination.  But note that such men would be committing the naturalistic fallacy:  mistakenly arguing from an “is” to an “ought.”  In other words, if I say “the sky is blue, therefore it is morally correct that the sky should be blue (and not any other color)” this is committing false reasoning.  Or if I say “people under 6 feet tall are short, and therefore should not play basketball, and thus anyone under 6 feet tall who tries to play basketball is doing something morally wrong or is committing a sin so we should prohibit it by law” this is committing the naturalistic fallacy.  It is simply NOT a valid logical argument because my conclusion does NOT follow from my premise.  So if a scientist says “women and men are different” it is a FALSE argument for that scientist or anyone else to then come along and add “therefore women and men should be different” or “therefore women and men should be treated differently and given different legal rights.”

 

Other feminists embrace evolutionary psychology, and argue that the differences of femininity are either equal to or superior to masculinity.

                                See:          Anne Campbell, A Mind of Her Own: The Evolutionary Psychology of Women

                                                Bobbi S. Low, Why Sex Matters: A Darwinian Look at Human Behavior

                                                Sarah Hrdy, Mother Nature: Maternal Instincts and How they Shape the Human Species.

                                Also see: Matty Ridley, The Red Queen:  Sex and the Evolution of Human Nature

                                                Goeffrey Miller, The Mating Mind: How Sexual Choice Shaped the Evolution of Human Nature

 

Cultural feminists, for example, argue that women should embrace an essentialist view of “the other.”: Women ARE different, and SUPERIOR! Women should exalt femininity and feminine values of cooperation, respect, caring, nurturing and support, etc. as superior to masculinity and masculine values of conflict, competition, aggression, domination, etc.  Patriarchal society has simply exalted imposed masculine values over everyone, and delegitimized, even stigmatized feminine values.  But some few radical cultural feminists go even farther, and argue that to realize a feminine society, women must COMPLETELY separate from negative male society (this is a separatist doctrine) even to the point of giving up heterosexual relationships, because women in heterosexual relationships or society are (or will be eventually become) inherently dominated by the aggressive male.  In other words, an all-female (only-female) society is the only solution to escape male tyranny and oppression (this movement is known as “lesbian separatism” and an even more extreme view by some that all men should be killed: “dead men don’t rape”).

 

                This debate within feminism is portrayed in how these two sides approach the issue of pornography:

                Cultural feminists see pornography as part of the social construction of women:  pornography is degrading and demeaning to women, imposing a male view of the essence of women as sex objects to be abused.  Women models/actors in pornography are economically/psychologically oppressed and that’s the only reason they would “agree” to do porn, thus it’s NEVER a truly free choice by these women where they are making the choice from an equal vantage point of equal bargaining power to men.  Thus, pornography should be outlawed.  Law should be a tool used to eliminate the cultural oppression of women through pornography.

Andrea Dworkin and Catherine MacKinnon—two big feminist legal scholars, got Indianapolis to adopt a city ordinance outlawing pornography as violating the equal rights of women.  U.S. 7th Circuit Court of Appeals ruled the ordinance violated the Free Speech Clause of the First Amendment.  American Booksellers Association v. Hudnut.

 

Libertarian feminism says we should reject any concept of “masculinity” or “femininity” that is imposed on women, because to do so is to deny women the freedom and autonomy to define their own sexuality. To accept the existence of difference is dangerous as it may open the door to continued oppression of women on the justification that women need special treatment or special protection because of their difference, or else that women are incapable of success otherwise without that special help.  Thus, these feministst see pornography restrictions as imposing a male view that women are psychologically weaker and more frail than men and thus need men to “protect” them from making “bad” decisions such as being a porn actress, which is not what men think “proper ladies” should do.  This is male control of women (or even women controlling other women, which is just as bad).  Many women actually want to and enjoy viewing or even making porn, and to deny them this right is a continued imposition of male views of women as incapable of making mature, adult decisions, so men must make those decision for them. A ban on pornography also would deny these women a central aspect of their sexual autonomy, which is a further oppression and denial of women’s freedom.  It simply imposes a male-dominated view of the ”proper” role of women as either “madonnas” or “whores.” (From the Victorian era distinction that mothers are the essence of pure but sexless womanhood—like the “Maddonn (Virgin Mary)—or else they are debased by sexual desire (a whore))

Historically, in fact, feminists scholar exploring the origins of the regulation of pornography in 1800’s (U.S. Comstock Laws enforced by Anthony Comstock) were used primarily to suppress literature involving information about contraceptives and/or abortion for women!  And at the time the social construction of gender was such that most men believed in one of only two stereotypes of women:  the sexually pure (meaning NON-sexual) wholesome mother, or else the “filthy whore.”  There was no in-between.   It was all one or the other.  So since men didn’t want their daughters to become “whores,” men suppressed any messages that condoned the sexual liberation of women.

 

I.E. Radical Libertarian Feminists see the regulation of pornography as the denial of women’s sexual autonomy, but Radical Cultural Feminists see the regulation of pornography as eliminating the continued sexual subjugation of women.  So radical libertarian and radical cultural feminists each see the other as perpetuating the oppression of women.

_____________________________________________________

Thus, in summary, apart from their differences, feminists generally believe law has historically been male created and thus law reinforces and perpetuates patriarchal power. 

 

****THUS, the rule of law does not exist, because the pervasively oppressive nature of the law is so inherently biased, it makes the law illegitimate!  But isn’t that natural law, if you say the substance is “bad” so therefore it’s not the Rule of Law???

 

Feminist Legal Theory has significantly  influenced hate speech codes, pornography codes, rape trial procedures, stalking statutes, battered woman syndrome as a defense, domestic violence mandatory arrest laws, sexual harassment statutes, school sports funding for women, etc.

 

Critical Race Theory (CRT): 

Roberto Unger

Derrick Bell,

Richard Delgado,

Mari Matsuda,

Kimberle Crenshaw

Patricia Williams

 

                Began in the early 1980’s.  Similar to, analogous to, radical feminism, except applied to race instead of sex. Although blatant, overt discrimination is almost totally gone from the law, racism pervades our culture/norms/institutions of society (employment, education, media portrayals, etc.) Institutional racism”: racism is subtly embedded but hidden in the very foundations of our political, legal, social and cultural institutions. The law perpetuates or is complicitous in sustaining these legal and cultural norms of white supremacy (and by extension, also gender, class, and sexual orientation).    Thus, the law should be a tool to of social engineering to achieve social justice by eliminating that embedded institutional racism AND actively work towards achieving equal social justice.

 

                Examples of institutional racism, and what CRT’s say the law should do instead:

                -EDUCATION:  some racial minorities—espeically African-Americans and latinos, tend to receive lower quality elementary school and high school education, mostly in urban schools with de facto segregation, lower spending, lower teacher quality, etc.,  Why can’t law require equal spending, require bussing or other means of racial integration?  Why not vastly increase spending for educational programs like HEAD START?

                -or Elementary, High School, and College courses and curricula that teach European History, or the history of Europeans in the U.S., but all but neglect teaching about African History, Asian History, Latin American History, of the history of Native peoples? or the history of ethnic minorities in the U.S. and their accomplishments and achievements and leaders. . . ? (Benjamin Banneker? Frederick Douglass? W.E.B. Dubois? Harriet Tubman? Sojourner Truth? Chief Seattle? Chief Joseph?  Chief Crazy Horse? etc.)

                -HEALTH CARE  some racial minorities suffer higher rates of most illnesses and diseases, have higher rate of infant mortality, lower life expectancy.—Why doesn’t government vastly increase spending on health care, parental education and training, child food and nutrition programs, etc.

                -POVERTY:  some racial minorities, especially Blacks but also latinos, are disproportionately among the poor and unemployed because of lack of job opportunities from the racist educational system.—why doesn’t government offer massive job training programs?  or massive jobs programs?

                --EMPLOYMENT AND HOUSING: subtle discrimination continues to occur in employment and housing, etc. (unprovable on a case-by-case basis, yet statistics show in the aggregate, widespread discrimination is occurring—e.g. lack of mortgage loans).  Why doesn’t the law let AGGREGATE statistics show discrimination?  Why not go farther and make discrimination not just a civil wrong (where one can be sued), but a criminal wrong---i.e. make discrimination a crime?

                -CRIMINAL JUSTICE: blacks (especially black males) are disproportionately represented in the criminal justice system---blacks are stopped, arrested, prosecuted, convicted, and sentenced at a higher rate and more harshly than whites, even for the same factual circumstances involving the same crime.   Why doesn’t the law equalize treatment?

—e.g. WAR ON DRUGS crack (crystallized) cocaine (the cocaine of choice by black users) is punished much more harshly than powder cocaine (the cocaine of choice by white users).  Why doesn’t the law treat all cocaine equally?

--e.g. “WHITE COLLAR CRIME” such as embezzlement or securities fraud are rarely investigated, prosecuted, or punished severely even when HUGE amounts involved, yet nonviolent theft of even trivially small items (e.g. shoplifting of toilet paper) is prosecuted harshly.  For example, under California’s three-strikes laws, three-time shoplifters have been sentenced to life imprisonment!!!  Why is there a “war on drugs” but no “war on corporate corruption?”

--e.g.  DEATH PENALTY: statistics show the death penalty is highly racially biased, yet you can almost never prove racial bias in any individual jury.  So why not let aggregate statistics be enough to show it there is widespread, rampant racial bias in the system?

--HATE SPEECH:  Why not define hate speech as ANY speech degrading to a race?  -- Yet hate speech, whether directed at individuals or about a race in general, is not outlawed—e.g. KKK speech is  legally protected.   So why not outlaw hate speech, broadly defined?

MEDIA PORTRAYALS: -pervasive negative stereotypes in white culture of blacks as criminals on TV shows, in movies; news covers crime by blacks more than crimes by whites, so blacks are seen as criminals, etc. which leads to negative treatment of blacks in all facets of society such as employment, or white shopkeeper’s distrust of black shoppers.   Why not condition FCC licenses, etc. on balanced portrayals?

 

                [[e.g. note how deeply ingrained institutional racism is, even in the Christian RELIGION: Adam, Eve, Moses, Mary and Joseph, Jesus and his disciples, even God “himself” are all portrayed in paintings, childrens books, movies, etc. as white Aryans—light skin, brown hair, blue eyes—even in Mel Gibson’s Passion, which he claims he wanted to be “historically accurate, he hired an Aryan to play the part!”  Now, take a guess how many white Aryans were native residents of the Middle East during ancient times . . . in fact, the field of anthropology says basically NONE!  Jesus was definitely dark-skinned with dark, probably curly hair.  Note even biblical evidence of such: Soon after Jesus was born, the bible says Herod  sent his soldiers to find and kill him as an infant, so to hide the child his family fled with him to Egypt. BUT, pre-Arab Egypt was a society of dark-skinned Africans (as evidenced in their own hieroglyphs) and it would be ridiculous to try hiding an Aryan baby there of all places.  Also, in Revelation 1:14 Paul had a vision of a future Jesus in Heaven; all English translations since King James Version to today translate the ancient Greek as saying his hair was “white like wool” but the Greek actually says his aged hair was “like white wool.”  (an elderly black male).  Also Rev. 1:15 says his feet were like “fine brass” (bronze—i.e. dark brown).  How many white Christian churches are willing to put up a more “historically accurate” portrait of Jesus showing him with dark skin and dark hair?]]

 

So CRT says law should be a tool to radically alter the system and affirmatively help racial minorities end their de facto second-class status.

 

Remedies for Discrimination:  Affirmative Action (“Benign/Remedial/Compensatory discrimination”) (opponents call it “reverse” discrimination). TWO theories E.P. Clause: 1. “Color-blind” theory: constitution forbids any classification based on race.

                                                                2.  "class/caste" theory: Majority can’t subjugate/subordinate a minority to second-class status.

                Under theory 1, NO remedial discrimination would be allowed.  Under theory 2, ALLremedial discrimination would be allowed, because the majority may disadvantage itself all it wants!  In reality, Court has fallen in-between along this spectrum.

History:  Post-Civil War, Freedman’s Bureau:  special education, economic programs which ONLY former slaves qualified for; also proposal (defeated for political and financial reasons only) to give each slave 40 acres and mule.  But nothing else for 100 yrs.

 

INDIA (comparative example):   The current affirmative action program in India has roots dating back nearly 50 years. One of the first cases to reach the Indian Supreme Court involved a system of quotas based on caste, ethnic and religious identity for admission to medical schools in the State of Madras. The Indian Supreme Court invalidated the quota system as violating India's Constitution. India's parliament, which has the power to amend most provisions of its constitution - by a two-thirds vote in both houses - responded promptly by adding an "affirmative action" exception to constitutional guarantee of equality: "Nothing in this article shall prevent the State from making any special provision for the advancement of any socially and educationally backward class of citizens."

Drawing on this provision, India's president appointed a commission in 1979 to determine national criteria for defining "socially and educationally backward classes" and to recommend steps for their advancement. The commission, chaired by B.P. Mandal, enlisted social scientists and conducted a nationwide survey, sampling one village and two urban blocks in almost all of India's 407 districts. It identified more than 3,500 groups in the country it defined as socially and educationally disadvantaged.  The Mandal Commission did develop a 'principled' albeit controversial basis for deciding which groups merit preferential treatment precisely by attempting to measure the extent of prejudice and degree of societal injury.  It was willing to deny benefits to some groups that its research indicated had significantly overcome the effects of past discrimination. The fact that its research produced a list of over 3,500 separate groups, broken down at the state and even regional level, in need of preferences has not rendered its recommendations unworkable.

 

**** CRT theorists deny the rule of law completely exists because the extent of racial oppression that the law either imposes or permits to continue makes the law so biased and arbitrary, it is illegitimate. 

 

***Note that unlike gender, Race IS almost totally (if not totally) socially constructed! 

                A. It’s arbitrary—why define race based on skin color?  Why not Hair color?  Hair shape?  Eye color?  Body mass? Height?  Nose size?  Belly buttons: innies v. outties?  We’ve arbitrarily picked the most prominent physical differences to define “race.”

                B.  Even applied to skin color/ethnicity, the concept of “race” has radically changed depending on time and culture.  E.g. the English used to (1700’s and 1800’s) refer to themselves as “the english race” to distinguish themselves from (for example) “The Italian Race” and so on.

                C.  Even as applied in the past or today, it is irreleveant—there is NO scientific evidence of ANY relevant genetic differences between “races” in intelligence, capabilities, character, personality, etc.  The only thing so far is some minor medical differences—e.g. blacks carry the gene for sickle cell anemia at a slightly higher rate than whites.  But there’s really not much more.

                D. EVEN IF there were differences, again to then argue that there should be differences in law would be committing the naturalistic fallacy—even if there were differences in the mean/median between two groups, it would NOT morally justify for discrimination.

                E. In fact, prejudice and discrimination itself is explained by evolution.  Evolutionary psychology shows a natural tendency for humans to identify with “in-group” versus “out-group”; for millions of years, human primates lived in small hunter-gatherer clans that were basically large extended families.  Obviously if you supported your own kin over other kin, including by killing other groups if need be in competing for scarce territory, food, etc., your genes survived.  Over millions of years, the genes for competitive aggression thus were favored and selected, so that today humans naturally dislike “others” and become hostile and aggressive toward out-groups.  So originally evolutionary-wise it was related, extended-family clans, but then as our societies grew larger, our “family” grew to be our “tribe” “race”“nationality” “religion” “ideology” etc. –even sports teams, or gangs, are people (notice usually men) that aggressively (even violently) compete against “out-groups.”  So the point is, racism is nothing more than our early primate brain mistakenly telling us today that someone who looks “different’ is “not one of us” and therefore must be “against us” and therefore must be “defeated.”  Which of course is utterly false, illogical, and even extremely dangerous today, when “us” and “them” have nuclear bombs (and probably worse in the future).

 

 Critical Race Feminism—explores the intersection of race and gender discrimination—i.e. discrimination against black, Latina, or Asian women.   Some main writers:  Adrien Katherine Wing, Anita Hill, Lani Quinier, Angela Harris

 

E.g. based on actual case:  Law prohibits discrimination on the basis of race AND law prohibits discrimination on the basis of sex.  Business has 100 white men, 100 black men, 100 white women.  No black women.  Blatant discrimination, BUT no legal protection (according to the court).

 

Also issues of domestic violence, education, etc. workplace discrimination—e.g. what if an employer sexual harasses only black women?  it’s not because of race or gender alone, but BOTH, but the law doesn’t prohibit that (yet).

 

QUEER THEORY; a.k.a. QUEER LEGAL THEORY just beginning in late 1980’s, early 1990’s; still fluid and even its definition is still under development.  Highly related to Feminist Legal Theory and to Critical Race Theory, but argument is that the law and our cultural institutions are highly biased against any expression of sexuality other than monogamous hetereosexual relations.  I.e. any so-called different or “queer” (as in “unusual”) sexual behavior is not to be accepted—gay, lesbian, bisexual, transexual, transgendered, even polyamory/polygamy; or non-mainstream sexual practices like BDSM (Bondage-Discipline-Sadism-Masochism), etc.  In other words, the mainstream sexual majority uses law as a tool to oppress any differences of sexuality and sexual behavior.

 

Involves various legal issues, e.g.:

                a. employment discrimination—public employment as the military, teaching positions, and all private business.

                b. denial of adoption rights—foster children or step children

                c. denial of marriage--which entail benefits of health care, inheritance, taxes, adoption, and hundreds of other benefits)

                d. prosecution of pornography is biased towards sexual fetishes and “deviances” . . .

 

Some leading proponents:       Michael Foucault,   Eve Kosofsky Sedgwick, Judith Butler, Annamarie Jagose,  Nikki Sullivan, Shane Phelan

Donald E. Hall, William B. Turner, Steven Seidman, Riki Wilchins, Mas’ud Zavarzadeh, Elizabeth Weed, Naomi Schor

 

SUMMARY OF CLS:  Recall all variants of CLS says powerful against powerless.  As one final example, the argument has been made pretty forcefully that no wealthy people could exist without poor people.  i.e. that wealthy individuals could not be wealthy without poor people who are willing to do the work commanded by the money (and hence power) in the hands of the wealthy.  e.g. read John Ruskin, Unto this Last.

__________________________________________

               

CLS is related to Sociological Jurisprudence— the idea that the scientific study of human behavior (behaviorlism) can objectively measure and determine how law impacts society, and thus craft law to ideally foster society.  Thus, law IS social control whether you like it or not, and since it is, it should be used as a tool for good rather than bad. In other words, if the law IS arbitrary, then it should at least be used as a tool for good (justice), rather than evil (injustice). Thus, the law should engage in social engineering . . . i.e the law can “build” a better (and good) society . . . .  the Law and Society movement is based on sociological jurisprudence—i.e. we need to evaluate how the law impacts society (whether positively or negatively, especially for certain groups of people) and then support or change the law accordingly.

 

                This HAS impacted the law HEAVILY: 

                --TAX LAW is filled with social engineering: tax deductions or benefits for having children, sending your kids to college, getting an education yourself, buying a home, starting a small business, expanding your business,

--FAMILY LAW: with marriage, you get TONS of legal benefits—property inheritance, health care, child custody and adoption rights, tax benefits; with divorce, sometimes you can only get it in certain circumstances, and either way, you get maintenance/alimony plus child support; and related penalties for non-payment of child support: besides financial penalties, lose driver’s license or business license

                --CRIMINAL LAW:  not just used for violent crimes, but “victimless” or “consensual” crimes:  alchohol and other drugs, prostitution, gambling, etc. and connected issues: if you have a drug conviction, you lose your driver’s license, business license, student loans, job eligibility

                -- TRANSPORTATION laws: studies of traffic accidents and fatalities has largely driven

speed limits, blood alcohol content levels, traffic signals and signs, requirements for seat belts, airbags, child safety harnesses, minimal crash test standards, etc,

 

Note: right-conservative critics of the left tend to accuse lelt-liberals of wanting to engage in “social engineering” through the law.  The response by left-liberals is that the law ALREADY has engaged in social engineering of the dominant majority’s norms and traditions, enshrining them to the detriment of minority groups (racial, sexual, etc.) that do not conform to those majority norms.  For thousands of years, the law in every culture has ALWAYS by definition engages in “social engineering” of family relationship, social arrangements, business culture, political power, etc.  So if social engineering has always created injustice in many ways, then why not now use social engineering to finally establish

social justice: creating a society where everyone is not just equal on the surface of the law, but truly equal socially as well.  Another way to say this is that NEW (positive/affirmative) social engineering is simply a way to reverse and correct the OLD (oppressive, disciminantory) social engineering that has already occurred!  ***In other words, the law by definition IS social engineering, so the only choice is between the law socially engineering inequality, or socially engineering equality.

 

Behavioral School of Jurisprudence: Another variant of legal realism.  Not only is law simply the arbitrary preferences of judges and lawyers, but those preferences and actions can be measured, studied, and PREDICTED!!!  Let’s use social science to measure and predict human behavior.  This is RECENT, modern (last 50 years or so) social science analysis of the law (economics, political science, sociology, psychology).  Really an offshoot of legal realism.  Behavioralists define law as simply "the thing that judges and lawyers do," regardless of what the judges say, or whether the things they say or do make sense. What judges do is make law, and they make it from whatever resources they have.  For example, law would still be law even if judges or legislators began to derive their primary guidance from taking the drug LSD.  Law is best studied as if it were nothing but actions, because it IS nothing but actions/behavior: it is the actions and behavior that judges do that other people will describe as "law.”  Thus, social scientists seek to study the BEHAVIOR of judges.

 

1. Modern mainstream political science is behavioral.   Studies political attitudes, social background, political environment, institutional features, etc. to  see what causes judicial behavior; AND says that ideally that behavior can be PREDICTED!!!.  EXAMPLE:  when trying to predict how a judge will vote in a case, one should look at, and measure, the judge’s political ideology, who the litigants are, public opinion regarding the case or the issue, etc.  Then the vote can be largely predicted, but NOT with certainty, because human behavior is NOT certain (unlike physical or biological sciences).  But we can make a reasonably good guess (we’re more likely to be correct than mistaken).

               

2. Much of the legal profession adopts behavioral approach.

                a. Jury selection:  based on social science studies or other beliefs how jurors will likely vote.  Whole industry of jury consulting.

                                See the movie “Runaway Jury.”

                b. Forum shopping:  both plaintiffs and defendants try to pick states, cities, judges or juries which will decide case in their favor.

                                “Jackpot justice.”—e.g. Mississippi town, pharmaceutical plaintiffs filed suits against pharmacies because jurors in that town for whatever reason tend to give HUGE tort lawsuit awards.

                c. appointment of fedreal judges—presidents and the Senate can predict their future votes based on their ideology/past behavior.

 

BUT within behavioralism there are variants as well.

 

ECONOMIC school of jurisprudence.  Economic/behavioral schools are often referred to as the same, but technically a little different.  The eally a subset of behavioralism. It says that behavior is based primarily (or perhaps entirely) on ECONOMIC behavior.

 

—Richard Posner (U. of Chicago School of Economics)—The Economics of Law; The Problems of Jurisprudence 

Law should be based on calculating what people can, might, and will do, and penalize economically inefficient behavior (and hence reward economically efficient behavior).  If we reduce everything to economic terms, then wealth-creation is the only social value to which judges can make much of a contribution.  From a commentary on Posner: “Wealth, not justice, is the standard by which we should decide whether judges are doing a good job. Presto! The goal of achieving justice for the individual has become transformed into the goal of maximizing social wealth. Our courts are valuable to the extent that they are contributing to society’s total wealth.”

 

                Law should be (and often is) “wealth maximization which is economically efficient.”  An outcome is “economically more efficient” (pareto superior) if those who gain from a transaction POTENTIALLY could compensate those who lose and STILL have something left over.  Thus, wealth would be increased over the present state of affairs.  An outcome is maximally economically efficient (pareto optimal) if there’s no other remaining transaction that could possibly occur to increase overall wealth.

 

SO economic/behavioral legal theorists SOMETIMES say they care only about what IS, but sometimes they say law SHOULD BE economic maximization.

 

Rule of Law?  Unclear what they would say, although if the Rule of Law helps promote economic prosperity, then they would say it’s good.  But they are primarily mathematicians, not philosophers, so the Rule of Law isn’t much of an issue to many of them. It’s like asking whether the fact that  2+ 2 = 4 is a good or bad thing?  That’s a meaningless question; value judgments don’t apply.  2 + 2 = 4; it just is!  But they might also say that if 2+2=4, then to try and make it equal to 3 or 5 is a bad thing.  So the law should ideally follow economics—i.e. wealth maximization.

 

Regardless whether the Economic School of Jurisprudence is correct or not about human behavior,

***Law DOES HIGHLY take into account economic issues: regardless of whether the economic school is entirely correct.

 

1. HUGE, ENORMOUS, GIGANTIC influence on development of common law over hundreds of years; property, contracts, torts.  

Contracts: ECONOMIC EFFICIENCY IS THE BASIS OF CONTRACT LAW. Economic analysis of contract law:

 

EXAMPLE 1. In ANY voluntary contract, BOTH parties think they are getting the better bargain (more gained than lost!)  But how can this be—both parties CAN’T be right, can they?  YES, THEY CAN!  That’s the magic of economics—transactions are NOT zero-sum!!!:

  e.g. One person has all wheat.  One person has all cotton.  One person will eat but freeze to death in winter, one person will be warm but starve to death in winter.  BOTH people are MUCH better off if they trade some cotton for an equal amount of wheat. 

e.g. I have an old car that costs me a lot to drive, and I can walk, bike, or take the bus instead.  Someone else needs a car.  They give me $500.  I think that I’m better off, and they think that they are better off.  ***Voluntary contracts INCREASE the wealth in society!***

               

EXAMPLE 2. Contracts are allowed to be broken—you have to pay damages, but you DON”T have to actually perform the contract?  Why not?  Why not make it a crime to break the promise, or make the person at least keep their part of the bargain?  It wouldn’t be economically efficient. 

e.g. You sell a car for $1,000.  That person gives you money, but before you give them the car, a THIRD person offers to give you $1100.  Are you required to sell the car to the first person, who offered you only $1,000?  No, you may break your contract and sell your car to the second person for $1100.  All you are required to do is pay the cost of damage to the first person you contracted with.  So, you break your first contract, give that person their money back (their damages are $1,000) so they have no more damages, you take $1100, and now OVERALL wealth has increased $100 more than it would have had you NOT broken the contract!  REMEMBER:  No one will break a contract unless they think they can profit more from breaching the contract than by honoring the contract!!!  So, breaking contracts still increases wealth (thus, it is economically efficient).

 

[Is the rule announced by the court in Page v. Hollingsworth (Indiana 1855) economically efficient? (Think carefully—if cattle owners must avoid harming their neighbor’s corn, does this harm the cattle ranchers?)  If the cost of paying for the corn is less than the cost of building a fence, they won’t build a fence! (And vice versa).  So whatever the cattle owners decide to do will be the most economically efficient for them.]

 

Another subset of behavioralism: what if what you’re maximizing in your cost/benefit analysis of behavior is not “wealth” but “happiness”? 

Utilitarianism:  maximize “happiness”: Jeremy Bentham, John Stuart Mill “Utilitarianism  1800’s. 

Greatest Happiness Principle:  people should do (and hence law should implement) whatever creates the greatest amount of happiness in the greatest amount of people in society, even if that requires sacrificing the happiness of one or a few for the many.  Utilitarianism is a modern form of the Hedonistic moral theory which teaches that the end of human conduct is happiness, and that consequently the discriminating norm which distinguishes conduct into right and wrong is pleasure and pain. In the words of one of its most distinguished advocates, John Stuart Mill,

the creed which accepts as the foundation of morals, utility or the greatest happiness principle, holds that actions are right in proportion as they tend to promote happiness, wrong as they tend to produce the reverse of happiness. By happiness is intended pleasure and the absence of pain; by unhappiness, pain and the privation of pleasure” (Utilitarianism, ii, 1863).

But, not many people are pure moral utilitarians.  This requires constantly sacrificing the good of one or a few for the good of the many. 

 

CLASSIC FAMOUS PROBLEM: the “scapegoat problem”:  assume a hideous crime, such as a terrorist bombing, or serial killer on the loose.  Assume a wrongly accused man is BELIEVED to be the guilty party.  HUGE increase in happiness from public’s desire for vengeance and for sense of security from another attack, AND other would-be attackers are deterred thinking they’ll get caught and executed.  All this outweighs the suffering of the innocent man wrongly accused.  Yet utilitarian theory says it’s morally GOOD that he be convicted and executed.  Critics of the criminal justice system argue this happens all the time, and evidence shows that it does happen; it’s just debated how often.  And some prosecutors have said that even if the person is innocent of a particular crime, if they have engaged in past crimes then they are the scum of society anyway, and so it’s no harm if they’re locked up anyway for a crime they didn’t commit.

 

Or what about a starving society—cannibalism is actually good if you kill the weak and eat them; it allows the strong to survive!

Or slavery—enslaving a few helps the many have greater pleasure because they don’t have to engage in boring or painful physical labor.

 

Note also, this theory has many other problems as well, such as it would say that having a planet of trillions of barely happy people is better than having a planet of millions of very happy people, because the overall net happiness is greater.   Etc.

 

OR, note:  three people with units of happiness:   10-1-1 is better than 4-3-3?

 

Robert Nozick’s “utility monster”:  if  monster (person?) got 100 units of happiness compared to me for using the same resource, then that monster should get all resources!  So if two of us are hungry, and you LOVE pizza whereas I’ll only eat it if I have to, you should get all the Pizza!

 

Note that this is Act utilitarianism, not rule utilitarianism: we should adopt whatever rules tend to maximize happiness.  Notice that the requirements of the rule of law itself is itself part of rule utilitarianism.  BUT two problems:

                1. the rules themselves might not maximize happiness in all circumstances: e.g. “do not kill.”  So what about Self defense?  Defense of others?  Death penalty?  War? Euthanasia?  So then we have to start making more detailed rules with more and more exceptions.

                2. But then, there are ALWAYS exceptions to EVERY rule because we cannot possibly imagine every set of possible circumstances where human situations might provide us with moral choices.  But if the rules have endless exceptions to exceptions to exceptions to account for an infinite possible number of factual circumstances, then rule utilitarianism becomes act utilitarianism (with all the problems we just saw).

 

*****BUT utilitarian thinking DOES play a HUGE rule in law and public policy!

 

1. Regulation of Transportation:  Automobiles kill well over 40,000 people per year.   Yet automobiles are not outlawed even though these thousands of deaths occur each year.  Why not outlawed?  Because HUGE economic advantages.  Same with almost all transportation—airplanes, trains, boats, even riding horses!  Society has decided that it is willing to sacrifice the lives of many thousands of people for the overall economic good of society. 

 

2. Products:  Same thing with products:  U.S. Consumer Product Safety Commission, NTSB, and CDC: Annual figures:

1500 falling down stairs; 500 backyard swimming pool drownings, 500 falling out of bed: 300 Ladder deaths; 300 bathtub drownings; 75 killed and 25,000 injured by lawnmowers; 3 deaths from playground equipment;

 

3. Activities:  skydiving, hanggliding, bungee jumping, scuba diving, even swimming, camping, hiking, sports, ALL recreation, really.

                BASE (Building, Antenna, Span, Earth) jumping is outlawed in many places, though.

 

4. Gun control—both sides use utilitarian arguments.

a.  One side wants to control guns and says many people are killed with guns, comparatively few people are saved by guns.  We should sacrifice the few who will be defenseless and get killed by a gun attack in favor of the well being of all those who are victims of gun crimes.

                b. Other side wants to allow guns and says many people are protected in self-defense by guns; comparatively few people are killed by guns.  We should sacrifice the few victims of gun crimes for the well being of all those who use guns in self-defense.

 

Note utilitarianism is used to defend going to war—e.g. Iraq: Thousands of troops will die, but allegedly to “save all U.S. lives from terrorism.”

Utilitarian thinking goes into all wars—“many will die, but to save many more.”

 

Legal Pragmatism—AHA! Say some scholars: we have the quick and easy solution to all these debates about the “proper” law.  Simply, judges shouldn’t apply any one legal theory of law across all situations, because every case has a unique context.  So, simply develop and apply whatever law seems to “work best” in any given case to solve the problem at hand.  In fact, it is impossible to have legal formalism, because the idea that objectively “correct” legal outcomes can be deduced from some overarching principle - or set of principles" (i.e. legal theory or theories) has been rejected by legal realism.  So what’s important is NOT consistency with some “theory” of law, but instead the practical use of the law, or a court decsion.  Thus, each case should (in the extreme ideal) pretend that NO past legal system or law has ever existed, i.e. ignore all past laws and court decisions, and all theories, and simply decide what’s of most practical use at that moment, and for the future.  But what’s of “most practical use?”  Whatever will most help people in their daily lives.  I.E. the best decision is the decision with the best consequences.

 

                Philosophical Pragmatists: William James and John Dewey;

                Legal Pragmatists: Daniel Farber, Thomas Grey, Margaret Radin, Brian Tamanaha

 

PROBLEM with legal pragmatism: it doesn’t really describe how the law IS, but how the law OUGHT to be (in their opinion).   i.e., it’s pretty hard to make the claim that judges ignore existing law and precedent when they make their rulings, as law and precedent is all judges say their rulings are based on.  For example, statutes say certain things are legal or illegal, the U.S. Constitution says certain things are rights and leaves out others; clearly lawyers and judges look to these laws for guidance.  So pragmatism is not so much a theory about how law IS, but how law SHOULD BE. Otherwise, judges would reach constantly reach opposite conclusions from what’s written down in law or case precedents.

 

AND:  if law is simply whatever is “best” in any situation, what is “best”?  No agreed definition. It’s whatever a judge thinks is “best” in any given case.  In other words, the law is once again arbitrary!  In which case there is no rule of law.

 

***So WHY did we spend so much time talking about legal philosophy?

Suppose you took a course on “Hammers and Hammering.”  The First Day, the Instructor begins to teach you all the various techniques of how to bash a person’s skull in with a hammer.  You would (hopefully and rightfully) say “Whoa!  You’re missing a fundamental question that comes before we look at any techniques, which is to figure out what the proper purpose of a Hammer is, and thus what are the right and wrong uses of it!”  In the same way, LAW IS A HAMMER.  If you only learn the techniques of law without understanding the ethical and moral implications of what you’re doing, you have abdicated your moral responsibility to understand whether or not you’re bashing someone’s skull in with the law. . .

 

***CONCLUSION of JURISPRUDENCE:  What does all this jurisprudential theory (philosophy of law) show?  IMPOSSIBLE to have 100% Rule of Law!  (Other than the very rare strong positivist) The rest of legal philosophers would say that the best you can do is shoot for 100%, knowing you’ll never make it—it’s IMPOSSIBLE!!  The only disagreement is how close we come: 

                Strong Positivist: Rule of law CAN and DOES exist.   Even Nazi Regime was Rule of Law.

                Weak Positivist:  Rule of law is ideal—we can come close, but can never reach it.  They’ll always be some arbitrariness.

Natural Law:  Rule of Law exists except to the extent that positive law deviates from natural law.

                Legal Realist:  Rule of law is largely a farce, or irrelevant question, because all law is arbitrary anyway.

                CLS:  Rule of law only partially exists, because law is arbitrary AND biased in one direction of arbitrariness:  in favor of powerful.

                Feminist: Rule of law only exists partially, because biased, arbitrary oppression of women makes much of law illegitimate.

                CRT:  Rule of law only exists partially, because biased, arbitrary oppression of racial minorities makes much law illegitimate.

                Queer Theory:  Rule of law exists only partially, because biased, arbitrary oppression of sexual minorities makes much law illegitimate.

                Strong Behavioralist:  Rule of law does not exist, because law is arbitrary preferences, but we CAN predict those preferences.

                Weak Behavioralist:  Rule of law is partial:  we can predict arbitrary preferences, but those choices are constrained (as a box) by “law.”

                Economic:  Rule of law is irrelevant, or can exist to extent we make “neutral” decisions based on economic wealth maximization.

                Utilitarian: Rule of law exists to the extend it bring the greatest happiness to the greatest number of people.

                Legal Pragmatism: Rule of Law exists to the extent the law does what “works best” in any situation. Which means, it’s arbitrary!